Respiratory System§ 4.97Updated
Rating criteria

VA Diagnostic Code 6845Chronic pleural effusion or fibrosis

Rated from 10% to 100% under § 4.97. Here is what the VA requires at each level.

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What each rating requires

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  1. 100%

    FEV-1 less than 40 percent of predicted value, or; the ratio of Forced Expiratory Volume in one second to Forced Vital Capacity (FEV-1/FVC) less than 40 percent, or; Diffusion Capacity of the Lung for Carbon Monoxide by the Single Breath Method (DLCO (SB)) less than 40-percent predicted, or; maximum exercise capacity less than 15 ml/kg/min oxygen consumption (with cardiac or respiratory limitation), or; cor pulmonale (right heart failure), or; right ventricular hypertrophy, or; pulmonary hypertension (shown by Echo or cardiac catheterization), or; episode(s) of acute respiratory failure, or; requires outpatient oxygen therapy

  2. 60%

    FEV-1 of 40- to 55-percent predicted, or; FEV-1/FVC of 40 to 55 percent, or; DLCO (SB) of 40- to 55-percent predicted, or; maximum oxygen consumption of 15 to 20 ml/kg/min (with cardiorespiratory limit)

  3. 30%

    FEV-1 of 56- to 70-percent predicted, or; FEV-1/FVC of 56 to 70 percent, or; DLCO (SB) 56- to 65-percent predicted

  4. 10%

    FEV-1 of 71- to 80-percent predicted, or; FEV-1/FVC of 71 to 80 percent, or; DLCO (SB) 66- to 80-percent predicted

How it is applied

General rating formula

General Rating Formula for Restrictive Lung Disease (diagnostic codes 6840 through 6845)

From the schedule

Notes on this code

These notes are part of the regulation. They change how the levels above are applied.

  • Note (1): A 100-percent rating shall be assigned for pleurisy with empyema, with or without pleurocutaneous fistula, until resolved.
  • Note (2): Following episodes of total spontaneous pneumothorax, a rating of 100 percent shall be assigned as of the date of hospital admission and shall continue for three months from the first day of the month after hospital discharge.
  • Note (3): Gunshot wounds of the pleural cavity with bullet or missile retained in lung, pain or discomfort on exertion, or with scattered rales or some limitation of excursion of diaphragm or of lower chest expansion shall be rated at least 20-percent disabling. Disabling injuries of shoulder girdle muscles (Groups I to IV) shall be separately rated and combined with ratings for respiratory involvement. Involvement of Muscle Group XXI (DC 5321), however, will not be separately rated.

Chronic Pleural Effusion or Fibrosis (VA Diagnostic Code 6845)

Respiratory System — 38 CFR § 4.97

Understanding This Condition

Chronic pleural effusion or fibrosis affects the lungs and the tissues surrounding them, and it falls under the VA's evaluation of the Respiratory System. Because it is a restrictive lung condition, the VA rates it using the General Rating Formula for Restrictive Lung Disease, which applies to diagnostic codes 6840 through 6845.

Under this formula, the severity of the condition is measured largely through pulmonary function testing and related clinical findings, rather than by symptoms alone.

Available Rating Levels

The VA assigns one of the following disability ratings based on the results of your pulmonary function tests and other findings:

RatingWhat the VA Looks For
100%FEV-1 less than 40% of predicted value; or FEV-1/FVC less than 40%; or DLCO (SB) less than 40% predicted; or maximum exercise capacity less than 15 ml/kg/min oxygen consumption (with cardiac or respiratory limitation); or cor pulmonale (right heart failure); or right ventricular hypertrophy; or pulmonary hypertension (shown by Echo or cardiac catheterization); or episode(s) of acute respiratory failure; or requires outpatient oxygen therapy
60%FEV-1 of 40–55% predicted; or FEV-1/FVC of 40–55%; or DLCO (SB) of 40–55% predicted; or maximum oxygen consumption of 15–20 ml/kg/min (with cardiorespiratory limit)
30%FEV-1 of 56–70% predicted; or FEV-1/FVC of 56–70%; or DLCO (SB) of 56–65% predicted
10%FEV-1 of 71–80% predicted; or FEV-1/FVC of 71–80%; or DLCO (SB) of 66–80% predicted

What the VA Looks For When Rating This Condition

The VA relies heavily on objective measurements from pulmonary function tests, including:

  • FEV-1 — Forced Expiratory Volume in one second, compared to the predicted value
  • FEV-1/FVC — the ratio of Forced Expiratory Volume in one second to Forced Vital Capacity
  • DLCO (SB) — Diffusion Capacity of the Lung for Carbon Monoxide by the Single Breath Method, compared to the predicted value
  • Maximum exercise / oxygen consumption capacity (measured in ml/kg/min)

At the higher levels, the VA also considers serious clinical findings such as cor pulmonale (right heart failure), right ventricular hypertrophy, pulmonary hypertension confirmed by echocardiogram or cardiac catheterization, episodes of acute respiratory failure, or the need for outpatient oxygen therapy.

Important Notes

Several special situations carry their own rating rules:

  • Note (1): A 100% rating is assigned for pleurisy with empyema, with or without pleurocutaneous fistula, until resolved.
  • Note (2): Following episodes of total spontaneous pneumothorax, a 100% rating is assigned as of the date of hospital admission and continues for three months from the first day of the month after hospital discharge.
  • Note (3):Gunshot wounds of the pleural cavity — with a bullet or missile retained in the lung, pain or discomfort on exertion, or with scattered rales or some limitation of excursion of the diaphragm or of lower chest expansion — are rated at least 20% disabling. Disabling injuries of shoulder girdle muscles (Groups I to IV) are separately rated and combined with ratings for respiratory involvement. Involvement of Muscle Group XXI (DC 5321), however, will not be separately rated.

These criteria are a rendering of § 4.97, diagnostic code 6845. The official version is the one that governs your rating.

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What next

How to claim this

Knowing the criteria is the first half. Getting your file to show them is the second.

  1. Find your level in the stack

    Read each rung against what your medical records already say. The level your records document today is the one the VA can support today.

  2. Name the gap

    Look at the rung above yours and write down exactly what it asks for that your file does not show yet — a diagnosis, a measurement, a prescribed brace, a doctor’s opinion linking it to service.

  3. Claim it by code

    File under diagnostic code 6845 and attach the evidence for the level you are asking for. Other Respiratory System codes may cover your secondary conditions.

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